Regulation O Training - Loans to Insiders

Regulation O Training - Loans to Insiders 

Thursday, August 11, 2022
12:00 – 1:00 pm (Eastern Time)

This webinar provides the attendee with an easy path for understanding Regulation O governing loans that a bank makes to insiders such as executive officers, directors, principal shareholders and their related interests). This webinar takes attendees through the regulatory requirements, who the regulation applies to, and records required to maintain. 

Topics covered:

  • Key Terms
  • Participants and transactions covered
  • Basic restrictions and limitations
  • Reporting and record-keeping requirements
  • Common findings

Who Should Attend:

  • Client Facing Teams
  • BSA and Fraud
  • Deposit Operations/Electronic Banking
  • Compliance Officers
  • Internal Audit
  • Information
  • Security/Technology
  • Senior Management  

Instructor

Terri Sands
Secura Risk Management / Founder


Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations.

Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.
 

Attendance verification for CE credits provided upon request.

Webinar Sponsored by BankersHUB

If you are having issues with registering online, please contact CBAO's Education, Training & Special Event Coordinator, Malia Widder, (614) 610-1877.

 Registration (Member/Non-Member Pricing)

Webinar and Playback* ($295/$445)
*Playback has no expiration. 

Additional Hookup - Registering another banker from a different location ($185/$225)

 
When
8/11/2022

Sign In